The documents and policies linked on this page are in respect of the Hottinger Group or individual named entities within the group where appropriate.
Please click on the links below to download the information.
Acceptable Use Policy
Conflicts of Interest Policy
MiFIDPRU 8 Disclosure Statement – The Hottinger Group
UK Stewardship Code
Order and Best Execution Policy
Shareholder Rights Directive Statement
Order and Best Execution Report 2020
Order and Best Execution Report 2019
Order and Best Execution Report 2018
Order and Best Execution Report 2017
Hottinger & Co. Limited Disclaimer
If you have a complaint or dispute with Hottinger & Co Limited and we are unable to resolve this to your satisfaction, you have the right to refer your complaint to the Financial Ombudsman Service at www.financial-ombudsman.org.uk, Exchange Tower, Harbour Exchange Square, London E14 9SR, Tel: +44 (0)800 023 4567.
We acknowledge both our direct environmental impacts and those of the companies we invest in and which supply our business. Hottinger Group is committed to reducing waste and consumption throughout the business, promoting the use of sustainable transportation and renewable energy wherever possible. We aim to minimise the use of plastics within the group and we partner with First Mile to reduce the amount of waste which goes to landfill. In order to minimise our net greenhouse gas emissions we commit to offsetting our air-miles by purchasing carbon credits.
In response to Section 54, Part 6 of the Modern Slavery Act 2015 we are taking steps to ensure slavery and human trafficking is not taking place in our supply chains or in any part of our business. Hottinger commits to reviewing our own operations, our supply chain, and services for any possibility of slavery or human trafficking. We have zero tolerance towards slavery and human trafficking and expect our supply chain and business partners to comply with this.
The contents of this website have been issued and approved for the purposes of section 21 of the Financial Services and Markets Act 2000 by Hottinger & Co Limited.
Hottinger Private Office Limited (‘HPO’) is a wholly owned subsidiary of Archco Limited. It is a holding company incorporated as a private limited company registered in England and Wales, registration number 07078765. The registered office is at 4 Carlton Gardens, London, SW1Y 5AA. HPO is not VAT registered.
Archco Limited is a private limited company registered in Malta, registration number C53817, and is the holding company for the collective subsidiaries listed below that trade as The Hottinger Group (‘the Group’). The registered office is 93 Mill Street, Qormi, Malta.
Hottinger & Co. Limited is authorised and regulated by the Financial Conduct Authority, registration 208737. Details of our registration can be checked on the FCA’s website at www.fca.org.uk. The address of the FCA is 12 Endeavour Square, London, E20 1JN. Hottinger & Co Limited is a member of the Financial Services Compensation Scheme established under the Financial Services and Markets Act 2000. Should you be entitled to compensation from the FSCS, you may be able to recover up to 100% of the first £85,000 of any investments held (per eligible person, per firm) and 100% of the first £85,000 for any cash deposits made (per eligible person, per bank, building society or credit union). Hottinger & Co Limited is incorporated as a private limited company registered in England and Wales, registration number 1573969. The registered office is at 4 Carlton Gardens, St. James’s, London SW1Y 5AA. The VAT number of Hottinger & Co Limited is 778207500.
Hottinger & Co. Limited is registered with the Securities Exchange Commission (SEC) as an Investment Adviser (RIA), file no. 801-122761. For more details please see SEC filing website www.adviserinfo.sec.gov.
Archimedes Private Office (Suisse) SARL is a wholly owned subsidiary of Archco Limited. It is registered under federal identification CH-660.1.792.012-6. The registered offices are at 17, rue De-Candolle, Case postale 166, 1211 Genève 12, Suisse.
Hottinger Capital Partners Limited (‘HCP’) provides consultancy services. It does not provide legal, tax or regulated financial advice. It is registered in the UK, registration number 09697811. The registered offices are 4 Carlton Gardens, St. James’s, London SW1Y 5AA.
Hottinger Family Office Limited (‘HFO’) is an administrative service centre for select clients of the Group. HFO is a non-regulated business and does not provide investment, tax or legal advice in any territory. It is registered in Ireland, registration number 499946. The registered offices are Pembroke House, 28-32 Pembroke Street Upper, Dublin D02 NT28 Ireland.
Hottinger Art Limited provides art consultancy services to clients of the Group. Hottinger Art is a non-regulated business registered in the UK, registration number 11638048. The registered offices are 4 Carlton Gardens, St. James’s, London SW1Y 5AA.
Information – The information contained in this website is for general information purposes only and does not constitute an offer or invitation to apply for or purchase any securities. Whilst we endeavour to keep the information on this website up-to-date and correct, we make no representations or warranties of any kind, express or implied, about the completeness, accuracy, reliability, suitability or availability with respect to the website or the information, products, services or related graphics contained on the website for any purpose. This does not affect any obligation or liability that the Group may have to you under the Financial Services and Markets Act 2000 or the Financial Conduct Authority Handbook.
Advice – The investments and services referred to on this website may not be suitable for all investors and may place an investor’s capital at risk. Nothing contained on the website constitutes investment, legal, tax or other advice nor is it to be relied upon in making an investment or other decision. Relevant and specific financial and/or professional advice should be obtained before making any investment decision.
Performance – Investments do not guarantee a return, and the value and the income from them can fall as well as rise, so that you may not realise the amount originally invested. Where an investment is denominated in a currency other than your local or base currency, changes in exchange rates between currencies may cause the value of investments to go up or down. Past performance should not be seen as an indication of future results.
Projections – Any financial projections given are illustrative only, none of the projections or assumptions should be taken as forecasts or promises on the part of the Group, nor should they be taken as implying any indication, assurance or guarantee that those assumptions are correct or exhaustive. Any reliance you place on such information is therefore strictly at your own risk. Such information may be subject to amendment and update without notice.
Whether you are a consumer or business user
- We do not exclude or limit in any way our liability to you where it would be unlawful to do so. This includes liability for death or personal injury caused by our negligence or the negligence of our employees, agents or subcontractors and for fraud or fraudulent misrepresentation and/or the exclusion or restriction of any duty or liability we may have to you under the regulatory system.
If you are a business user
- We exclude all implied conditions, warranties, representations or other terms that may apply to our site or any content on it.
- We will not be liable to you for any loss or damage, whether in contract, tort (including negligence), breach of statutory duty, or otherwise, even if foreseeable, arising under or in connection with:
- use of, or inability to use, our site; or
- use of or reliance on any content displayed on our site.
- In particular, we will not be liable for:
- loss of profits, sales, business or revenue;
- business interruption;
- loss of anticipated savings;
- loss of business opportunity, goodwill or reputation; or
- any indirect or consequential loss or damage.
If you are a consumer user
- Please note that we only provide our site for domestic and private use. You agree not to use our site for any commercial or business purposes, and we have no liability to you for any loss of profit, loss of business, business interruption, or loss of business opportunity.
Links – Through this website you are able to link to other internet resources which are not under the control of the Group. We have no control over the nature, content and availability of those sites. The inclusion of these links does not constitute any endorsement or approval of the materials appearing in such sites.
Technology – Every effort is made to keep the website up and running smoothly. However, The Group takes no responsibility for and will not be liable for the website being temporarily unavailable due to technical issues beyond our control.